Ruoxi Wang
王若熹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruoxi Wang (王若熹), a licensed Responsible Officer with CE reference BIK422. Currently licensed at 1 firm(s): China Merchants Securities (HK) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-06-10 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-08-04 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-08-04 | 2025-06-10 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-27 | 2021-09-07 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-27 | 2021-09-07 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-20 | 2017-04-27 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-20 | 2017-04-27 |