Wai Kin Ho
何偉健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin Ho (何偉健), a licensed Responsible Officer with CE reference ADU753. Currently licensed at 1 firm(s): Deloitte & Touche Corporate Finance Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-07 | present |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
RO | Type 4 — Advising on securities | 2020-04-07 | present |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-03-22 | present |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-12 | 2020-04-07 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-12 | 2020-04-07 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-19 | 2016-03-22 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2013-05-23 | 2015-12-10 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-10 | 2013-05-23 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-01-18 | 2012-06-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2011-09-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2011-09-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2011-09-15 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-24 |