Fung Tang
鄧峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Tang (鄧峰), a licensed Responsible Officer with CE reference AXA214. Currently licensed at 1 firm(s): China Merchants Securities (HK) Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-01-29 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-10-21 | present |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-10-21 | 2026-01-29 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-01-21 | 2025-08-25 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-09 | 2025-08-25 |
| Silver Nile Global Investments Limited 銀豐環球投資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-10-09 | 2025-01-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-08-08 | 2024-04-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2022-05-12 | 2024-04-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-05-12 | 2022-08-08 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 1 — Dealing in securities | 2019-11-15 | 2022-04-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-11-15 | 2022-04-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-04 | 2019-11-15 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-04 | 2022-04-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-04 | 2019-11-15 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-21 | 2015-08-14 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-03-21 | 2015-08-14 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-21 | 2012-03-27 |