Chi Kong Lau
劉志崗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kong Lau (劉志崗), a licensed Representative with CE reference ACS897. Currently licensed at 1 firm(s): Fortune (HK) Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-23 | present |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-07-29 | 2012-07-26 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-11-21 | 2010-06-17 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-15 | 2010-06-17 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-04-25 | 2008-10-10 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-26 | 2007-02-01 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-09 | 2007-02-01 |
| Ewarton Securities Limited 穎翔證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-03-29 | 2006-05-03 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-23 | 2006-01-01 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-04-25 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-04-25 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-04-25 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-04-25 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-04-25 |
| Planetree Futures Limited 梧桐期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-25 |
| Planetree Securities Limited 梧桐證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-25 |