Pui Mo Kok
郭佩武
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Mo Kok (郭佩武), a licensed former licensee with CE reference ADV789. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-12 | 2010-03-25 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-03-12 | 2010-03-25 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-06-13 | 2008-12-01 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-06-13 | 2008-12-01 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-03-29 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-03-29 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-07 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-03-07 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-07 |
| Roctec Futures Trading Company Limited 鷹達期貨有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-07 |
| Roctec Securities Company Limited 鷹達證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-07 |