W.S. Lau & Associates Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for W.S. Lau & Associates Limited ( ), a Hong Kong-based licensed corporation with CE reference AAG813. Current licensed staff on file: 0 (total recorded over time: 2).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2007-09-28 |
| Type 6 — Advising on corporate finance | present | 2007-09-28 |
| Type 9 — Asset management | present | 2007-09-28 |
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Edward Man Hon Lau 劉文瀚 | RO 4, 6, 9 | Pre-2003 | 2007-07 |
| Wah Sum Lau 劉華森 | RO 4, 6, 9 | 2005-06 | 2007-07 |
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