Wah Sum Lau
劉華森
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Sum Lau (劉華森), a licensed former licensee with CE reference AAG801. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| W.S. Lau & Associates Limited |
RO | Type 4 — Advising on securities | 2005-06-23 | 2007-07-31 |
| W.S. Lau & Associates Limited |
RO | Type 6 — Advising on corporate finance | 2005-06-23 | 2007-07-31 |
| W.S. Lau & Associates Limited |
RO | Type 9 — Asset management | 2005-06-23 | 2007-07-31 |