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UOB Finance (HK) Limited

大華金融(香港)有限公司

CE No. AAI872 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UOB Finance (HK) Limited (大華金融(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AAI872. Current licensed staff on file: 0 (total recorded over time: 3).

Licence history

Activity	From	To
Type 1 — Dealing in securities	present	2006-02-10
Type 4 — Advising on securities	present	2006-02-10
Type 6 — Advising on corporate finance	present	2006-02-10
Type 9 — Asset management	present	2006-02-10

Licensed staff (all-time) (3)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Tze Leung Chan 陳子亮	RO 1, 4, 6, 9	Pre-2003	2005-12
Poon Wing Tang 鄧本榮	RO 1, 4, 6, 9	2005-03	2005-12
Sek Yuen Kwong 鄺錫源	Rep 1, 4, 6, 9	Pre-2003	2006-01

Showing 1–3 of 3

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