Sek Yuen Kwong
鄺錫源
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sek Yuen Kwong (鄺錫源), a licensed Representative with CE reference ADD017. Currently licensed at 2 firm(s): UOB Kay Hian Futures (Hong Kong) Limited, UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-06-25 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | present |
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-14 | 2006-01-13 |
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-01-13 |
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-02 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-02 |
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-02 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-03-02 |
| UOB Finance (HK) Limited 大華金融(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-02 |