Wheelock Chatfield Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wheelock Chatfield Limited, a Hong Kong-based licensed corporation with CE reference AAJ337. Current licensed staff on file: 0 (total recorded over time: 5).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2005-02-04 |
| Type 6 — Advising on corporate finance | present | 2005-02-04 |
| Type 9 — Asset management | present | 2021-05-13 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Coburn Chan 陳浩斌 | RO 9 | 2015-10 | 2020-10 |
| Yin Ming Ho 何燕明 | RO 9 | 2006-07 | 2015-08 |
| Hing On Hung 孔慶安 | RO 9 | 2010-09 | 2020-10 |
| Rocky Wing Tak Leung 梁永德 | RO 9 | 2005-04 | 2005-12 |
| Peter Yiu Fat Tsang 曾耀發 | RO 4, 9 | Pre-2003 | 2009-02 |
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