Yin Ming Ho
何燕明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Ming Ho (何燕明), a licensed Responsible Officer with CE reference ADZ149. Currently licensed at 1 firm(s): Apollo Capital Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 23.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-22 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
RO | Type 4 — Advising on securities | 2024-11-22 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
RO | Type 9 — Asset management | 2024-11-22 | present |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-16 | 2024-11-22 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-16 | 2024-11-22 |
| Apollo Capital Management Limited 皓衹資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-10-16 | 2024-11-22 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2022-02-24 | 2024-10-15 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-02-24 | 2024-10-15 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
RO | Type 9 — Asset management | 2022-02-24 | 2024-10-15 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-10 | 2022-02-24 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-10 | 2022-02-24 |
| Cornucopiae Asset Management Limited 華豐資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-01-10 | 2022-02-24 |
| Universal Unite Wealth Management Limited 天地合財富管理有限公司 |
RO | Type 4 — Advising on securities | 2021-03-17 | 2021-11-11 |
| Universal Unite Wealth Management Limited 天地合財富管理有限公司 |
RO | Type 9 — Asset management | 2021-03-17 | 2021-11-11 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 4 — Advising on securities | 2020-05-12 | 2020-10-30 |
| Wealthy Securities Limited 永裕證劵有限公司 |
RO | Type 9 — Asset management | 2020-05-12 | 2020-10-30 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-14 | 2020-05-12 |
| Wealthy Securities Limited 永裕證劵有限公司 |
Rep | Type 9 — Asset management | 2020-04-14 | 2020-05-12 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-10-09 | 2020-04-10 |
| China-Hong Kong Link Securities Company Limited 中港通證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-09-14 | 2020-01-13 |
| China Hong Kong Link Asset Management Limited 中港通資產管理有限公司 |
RO | Type 9 — Asset management | 2017-05-04 | 2020-04-10 |
| Corrington Securities & Investment Limited 哥連頓證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-04 | 2016-11-24 |
| Wheelock Chatfield Limited | RO | Type 9 — Asset management | 2006-07-13 | 2015-08-28 |