Regent Financial Services Limited
勵晶財務顧問有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Regent Financial Services Limited (勵晶財務顧問有限公司), a Hong Kong-based licensed corporation with CE reference AAJ358. Current licensed staff on file: 0 (total recorded over time: 2).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2005-02-08 |
| Type 5 — Advising on futures contracts | present | 2005-02-08 |
| Type 6 — Advising on corporate finance | present | 2005-02-08 |
| Type 9 — Asset management | present | 2005-11-17 |
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Julian Peter Mayo | RO 4, 5, 9 | Pre-2003 | 2005-11 |
| Annie Win Yee Tse 謝永怡 | Rep 4, 5, 6, 9 | Pre-2003 | 2003-09 |
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