Julian Peter Mayo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julian Peter Mayo ( ), a licensed former licensee with CE reference ADL741. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Regent Financial Services Limited 勵晶財務顧問有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-08 |
| Regent Financial Services Limited 勵晶財務顧問有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-02-08 |
| Regent Financial Services Limited 勵晶財務顧問有限公司 |
RO | Type 9 — Asset management | present | 2005-11-17 |