Rich Pleasure Securities Limited
富欣證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rich Pleasure Securities Limited (富欣證券有限公司), a Hong Kong-based licensed corporation with CE reference ABA007. Current licensed staff on file: 0 (total recorded over time: 9).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2022-06-30 |
| Type 4 — Advising on securities | present | 2004-11-30 |
| Type 6 — Advising on corporate finance | present | 2004-11-30 |
| Type 9 — Asset management | present | 2004-11-30 |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kwok Wai (SFC:AOO657) Ng 吳國維 | RO 1 Rep 1 | 2007-05 | 2022-06 |
| Katherine Mei Yee Shum 岑美儀 | RO 1, 4, 6, 9 | Pre-2003 | 2018-03 |
| Ngar On Shum 岑雅安 | RO 1, 4, 6, 9 | Pre-2003 | 2017-07 |
| Wing Kwong Chau 周永光 | Rep 1, 4, 6, 9 | Pre-2003 | 2011-05 |
| Man Tak Fung 馮文德 | Rep 1 | 2011-04 | 2017-12 |
| Ka Shing (SFC:AQE351) Leung 梁嘉誠 | Rep 1 | 2008-01 | 2017-02 |
| Kai Yin Li 李啟賢 | Rep 1 | 2017-03 | 2018-02 |
| Mei Ching Shum 岑美菁 | Rep 1, 4, 6, 9 | Pre-2003 | 2018-02 |
| Mei Ling Shum 岑美玲 | Rep 1, 4, 6, 9 | Pre-2003 | 2018-02 |
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