Katherine Mei Yee Shum
岑美儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katherine Mei Yee Shum (岑美儀), a licensed former licensee with CE reference ABA027. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rich Pleasure Securities Limited 富欣證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2018-03-29 |
| Rich Pleasure Securities Limited 富欣證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-30 |
| Rich Pleasure Securities Limited 富欣證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-30 |
| Rich Pleasure Securities Limited 富欣證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-30 |