New Universe Securities (HK) Limited
新宇證券(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for New Universe Securities (HK) Limited (新宇證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ABY892. Current licensed staff on file: 0 (total recorded over time: 2). Earliest licence on file: 2021-05-11.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2021-05-11 | 2024-05-06 |
| Type 1 — Dealing in securities | present | 2003-07-16 |
| Type 4 — Advising on securities | present | 2003-07-16 |
| Type 6 — Advising on corporate finance | present | 2003-07-16 |
| Type 9 — Asset management | present | 2003-07-16 |
Licensed staff (all-time) (2)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Stephen Wai Ki Chow 周偉祺 | RO 1 | 2021-05 | 2022-07 |
| Hoi Fai Huen 禢海輝 | RO 1 | 2021-05 | 2022-09 |
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