Stephen Wai Ki Chow
周偉祺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Wai Ki Chow (周偉祺), a licensed Responsible Officer with CE reference AAF074. Currently licensed at 1 firm(s): Profitech Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Profitech Securities Limited 盈科證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-29 | present |
| New Universe Securities (HK) Limited 新宇證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-11 | 2022-07-19 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-29 | 2021-04-30 |
| Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-19 | 2015-06-17 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-04-06 | 2012-11-01 |
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-03 | 2005-04-06 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-04-02 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-14 |
| Interchina Securities Limited 國中證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-14 |