RG Asset Management Company Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for RG Asset Management Company Limited ( ), a Hong Kong-based licensed corporation with CE reference AEY505. Current licensed staff on file: 0 (total recorded over time: 8). Earliest licence on file: 2004-11-08.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2013-11-25 |
| Type 5 — Advising on futures contracts | present | 2013-11-25 |
| Type 6 — Advising on corporate finance | present | 2004-11-04 |
| Type 9 — Asset management | 2004-11-08 | 2013-11-25 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Akihiro Arita 有田明弘 | RO 4, 5, 6, 9 Rep 9 | Pre-2003 | 2011-10 |
| Kit Yee Huen 禤潔儀 | RO 4, 5, 9 Rep 4, 5, 6 | Pre-2003 | 2013-06 |
| Crihil C. Ibanez | RO 9 Rep 4, 5, 6, 9 | Pre-2003 | 2010-01 |
| Hirohisa Kano 加納裕久 | RO 4, 5, 6, 9 | Pre-2003 | 2013-01 |
| Tsutomu Matsumoto | RO 9 Rep 4, 5, 6, 9 | 2003-08 | 2011-08 |
| Masaki Omatsu | RO 4, 5, 6 | Pre-2003 | 2008-11 |
| Shinichi Takeda | RO 4, 5, 9 Rep 4, 5, 6, 9 | Pre-2003 | 2013-11 |
| Sum Man 文琛 | Rep 4, 5, 9 | 2009-01 | 2011-07 |
Showing 1–8 of 8