Sum Man
文琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Man (文琛), a licensed former licensee with CE reference ASC884. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RG Asset Management Company Limited |
Rep | Type 4 — Advising on securities | 2009-01-20 | 2011-07-17 |
| RG Asset Management Company Limited |
Rep | Type 5 — Advising on futures contracts | 2009-01-20 | 2011-07-17 |
| RG Asset Management Company Limited |
Rep | Type 9 — Asset management | 2009-01-20 | 2011-07-17 |