BlackRock Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for BlackRock Asia Limited ( ), a Hong Kong-based licensed corporation with CE reference AGO904. Current licensed staff on file: 0 (total recorded over time: 12).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2006-10-16 |
| Type 9 — Asset management | present | 2006-10-16 |
Licensed staff (all-time) (12)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| James Stewart Carracher | RO 4, 9 | Pre-2003 | 2006-04 |
| Laurence Douglas Fink | RO 4, 9 | Pre-2003 | 2006-09 |
| Peter Ryerson Fisher | RO 4, 9 | 2006-09 | 2006-09 |
| Robert Steven Kapito | RO 4, 9 | Pre-2003 | 2006-09 |
| John Richard Kushel | RO 4, 9 | Pre-2003 | 2006-09 |
| Winnie Wing Nin Pun 潘詠年 | RO 4, 9 Rep 4, 9 | 2005-11 | 2006-09 |
| Ralph Lewis Schlosstein | RO 4, 9 | Pre-2003 | 2006-09 |
| Edward Thomas Albert Troughton | RO 4, 9 | 2004-09 | 2006-04 |
| Hoi Ling Chan 陳凱玲 | Rep 4, 9 | 2005-04 | 2006-09 |
| Wai Kwong Chow 周偉光 | Rep 4, 9 | 2006-06 | 2006-09 |
| Myrna Aleem Jivraj | Rep 4, 9 | 2006-06 | 2006-09 |
| Chung-Lin Yu 游忠霖 | Rep 4, 9 | 2006-01 | 2006-09 |
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