Wai Kwong Chow
周偉光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwong Chow (周偉光), a licensed former licensee with CE reference ANP432. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-24 | 2025-12-19 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-24 | 2025-12-19 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-28 | 2018-07-13 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-28 | 2018-07-13 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2012-11-28 | 2018-07-13 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-03 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-03 | 2014-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2006-10-03 | 2014-12-31 |
| BlackRock Asia Limited |
Rep | Type 4 — Advising on securities | 2006-06-29 | 2006-09-29 |
| BlackRock Asia Limited |
Rep | Type 9 — Asset management | 2006-06-29 | 2006-09-29 |