Worldtop Securities Limited
大世界證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Worldtop Securities Limited (大世界證券有限公司), a Hong Kong-based licensed corporation with CE reference AHB517. Current licensed staff on file: 0 (total recorded over time: 3).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | 2003-06-23 |
| Type 4 — Advising on securities | present | 2003-06-23 |
| Type 6 — Advising on corporate finance | present | 2003-06-23 |
| Type 7 — Providing automated trading services | present | 2003-06-23 |
| Type 9 — Asset management | present | 2003-06-23 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kwok Ming Lau 劉國明 | RO 1, 7 | Pre-2003 | 2003-06 |
| Anita Sui Kwan Chan 陳瑞群 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-06 |
| Ting Wan Law 羅定雲 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2003-04 |
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