Kwok Ming Lau
劉國明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Ming Lau (劉國明), a licensed Representative with CE reference ABA828. Currently licensed at 1 firm(s): Prudential Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-24 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-28 | 2006-09-29 |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-07-29 | 2006-09-18 |
| Worldtop Securities Limited 大世界證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-06-23 |
| Worldtop Securities Limited 大世界證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2003-06-23 |