Jolmo Capital Limited
金碼資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jolmo Capital Limited (金碼資本有限公司), a Hong Kong-based licensed corporation with CE reference ALI111. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2005-03-31.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2005-03-31 | 2021-08-31 |
| Type 6 — Advising on corporate finance | 2006-01-23 | 2021-08-31 |
| Type 9 — Asset management | 2006-01-23 | 2021-08-31 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Thomas Chi Yin Lau 劉志賢 | RO 4, 6, 9 Rep 4 | 2005-03 | 2021-08 |
| Maurice Wai Man Lee 李偉民 | RO 4, 6, 9 Rep 4 | 2005-03 | 2021-07 |
| Anna Wai Kwan Wong 黃慧群 | RO 4, 6, 9 Rep 4, 6, 9 | 2013-12 | 2017-02 |
| Kevin Chung Kiu Shum 岑宗橋 | Rep 4, 6, 9 | 2006-11 | 2007-10 |
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