Maurice Wai Man Lee
李偉民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maurice Wai Man Lee (李偉民), a licensed Responsible Officer with CE reference AEK543. Currently licensed at 1 firm(s): VBG Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VBG Asset Management Limited 建泉資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-02-11 | present |
| VBG Asset Management Limited 建泉資產管理有限公司 |
RO | Type 9 — Asset management | 2022-02-11 | present |
| VBG Asset Management Limited 建泉資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-06 | 2022-02-11 |
| VBG Asset Management Limited 建泉資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-01-06 | 2022-02-11 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-01-23 | 2021-07-15 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 9 — Asset management | 2006-01-23 | 2021-07-15 |
| Jolmo Capital Limited 金碼資本有限公司 |
Rep | Type 4 — Advising on securities | 2005-04-01 | 2005-04-01 |
| Jolmo Capital Limited 金碼資本有限公司 |
RO | Type 4 — Advising on securities | 2005-03-31 | 2021-07-15 |
| Maurice Lee Investment Advisor Company |
RO | Type 4 — Advising on securities | present | 2005-03-31 |