Lloyd Baughan Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lloyd Baughan Limited, a Hong Kong-based licensed corporation with CE reference ALY467. Current licensed staff on file: 0 (total recorded over time: 8). Earliest licence on file: 2006-01-19.
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2006-01-19 | 2021-10-05 |
Licensed staff (all-time) (8)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Mark Philip Baughan | RO 9 | 2006-01 | 2021-09 |
| Matthew Alan Linsey | RO 9 | 2006-01 | 2010-02 |
| James Cary Lloyd | RO 9 | 2010-01 | 2020-11 |
| Ziran Chen 陳自然 | Rep 9 | 2011-12 | 2013-03 |
| Nitika Devkumar Gaba | Rep 9 | 2008-04 | 2014-01 |
| Wing Man Ko 高詠雯 | Rep 9 | 2018-09 | 2020-11 |
| Anuj Sehgal | Rep 9 | 2007-03 | 2008-12 |
| John S Tsien | Rep 9 | 2006-09 | 2007-03 |
Showing 1–8 of 8