James Cary Lloyd
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Cary Lloyd ( ), a licensed former licensee with CE reference AUJ913. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lloyd Baughan Limited | RO | Type 9 — Asset management | 2010-01-28 | 2020-11-30 |