Fleming Family & Partners (Asia) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fleming Family & Partners (Asia) Limited, a Hong Kong-based licensed corporation with CE reference ANK863. Current licensed staff on file: 0 (total recorded over time: 3). Earliest licence on file: 2006-11-13.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2006-11-13 | 2009-09-14 |
| Type 9 — Asset management | 2008-02-06 | 2009-09-14 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Simon John Cox | RO 4, 9 Rep 4, 9 | 2008-04 | 2009-03 |
| Simon David Peck | RO 4, 9 | 2006-11 | 2009-03 |
| Lucy Jane Sutro | RO 4, 9 | 2006-11 | 2009-03 |
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