Simon David Peck
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon David Peck ( ), a licensed former licensee with CE reference AMO536. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fleming Family & Partners (Asia) Limited | RO | Type 9 — Asset management | 2008-02-06 | 2009-03-31 |
| Fleming Family & Partners (Asia) Limited | RO | Type 4 — Advising on securities | 2006-11-13 | 2009-03-31 |