Faye Capital Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Faye Capital Limited, a Hong Kong-based licensed corporation with CE reference ANY162. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2007-01-16.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2007-01-16 | 2010-05-12 |
| Type 9 — Asset management | 2008-01-24 | 2010-05-12 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Christopher David Appleton | RO 4, 9 | 2007-01 | 2009-12 |
| Gawain Meredith Barnard | RO 4, 9 Rep 9 | 2009-06 | 2009-12 |
| Abigail Camaya Hills | RO 4, 9 | 2009-01 | 2009-08 |
| Satoko Isobe | RO 4, 9 | 2007-01 | 2008-09 |
| Miron Mushkat | RO 4, 9 | 2008-01 | 2009-04 |
Showing 1–5 of 5