Gawain Meredith Barnard
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gawain Meredith Barnard, a licensed Responsible Officer with CE reference AJO022. Currently licensed at 2 firm(s): Asymmetric Advisors Limited, Kriya Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asymmetric Advisors Limited |
RO | Type 1 — Dealing in securities | 2020-07-22 | present |
| Asymmetric Advisors Limited |
RO | Type 4 — Advising on securities | 2020-07-22 | present |
| Kriya Capital Limited | RO | Type 9 — Asset management | 2010-01-13 | present |
| Faye Capital Limited | RO | Type 4 — Advising on securities | 2009-07-22 | 2009-12-31 |
| Faye Capital Limited | RO | Type 9 — Asset management | 2009-07-22 | 2009-12-31 |
| Faye Capital Limited | Rep | Type 9 — Asset management | 2009-06-01 | 2009-07-22 |
| TT International (Hong Kong) Limited | RO | Type 9 — Asset management | 2004-06-04 | 2009-03-31 |