Kai Wo Asset Management Limited
佳和資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wo Asset Management Limited (佳和資產管理有限公司), a Hong Kong-based licensed corporation with CE reference ARB812. Current licensed staff on file: 0 (total recorded over time: 11). Earliest licence on file: 2008-07-04.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2009-05-13 | 2021-12-04 |
| Type 9 — Asset management | 2008-07-04 | 2021-12-04 |
Licensed staff (all-time) (11)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Shih-Liang Chiu 邱世梁 | RO 4, 9 | 2017-04 | 2018-07 |
| Madhav Bandepalli Kalyan | RO 4, 9 | 2008-07 | 2009-10 |
| Chandrakant Mohanty | RO 4, 9 | 2008-07 | 2016-12 |
| Ramon Jose Trillo Sarthou | RO 4, 9 | 2009-11 | 2017-05 |
| Ignatius Hon Wai So 蘇漢煒 | RO 4, 9 | 2020-03 | 2020-10 |
| Ka Lam Yiu 姚家霖 | RO 4, 9 | 2017-04 | 2019-06 |
| Haigong Zhou 周海功 | RO 4, 9 Rep 4, 9 | 2018-11 | 2020-09 |
| . Padma-Priya-Nagaraj | Rep 4 | 2010-03 | 2010-04 |
| Stevens Pauyuan Peng 彭柏元 | Rep 4 | 2010-01 | 2010-11 |
| Junko Scherrer | Rep 4 | 2010-04 | 2012-11 |
| Leslie Nai Him Tam 譚乃謙 | Rep 4 | 2009-05 | 2009-10 |
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