Leslie Nai Him Tam
譚乃謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leslie Nai Him Tam (譚乃謙), a licensed former licensee with CE reference AOM784. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-31 | 2018-10-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2009-10-15 | 2018-10-02 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2009-10-15 | 2010-08-31 |
| Kai Wo Asset Management Limited 佳和資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-05-26 | 2009-10-02 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-01-31 | 2008-10-22 |