Liquid Capital Markets Hong Kong Limited

CE No. ATL816 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liquid Capital Markets Hong Kong Limited (), a Hong Kong-based licensed corporation with CE reference ATL816. Current licensed staff on file: 0 (total recorded over time: 25). Earliest licence on file: 2009-10-29.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2019-07-12 2022-12-22
Type 1 — Dealing in securities 2009-10-29 2014-05-12
Type 2 — Dealing in futures contracts 2009-10-29 2022-12-22

Licensed staff (all-time) (25)
Active on date

Name Activities First licensed To
Ka Hung (SFC:ATL821) Chan 陳家鴻 RO 1, 2 2009-10 2016-12
Stuart Alexander Cleary RO 1, 2 Rep 2 2013-12 2022-11
John Alexander Hee RO 1, 2 2011-01 2011-07
Edward Ming Yu Hsu 徐明宇 RO 1, 2 2010-05 2011-03
John Francis Jones RO 1, 2 Rep 1, 2 2021-10 2022-11
Chi Liang Mak 麥子亮 RO 1 2019-07 2020-08
Timothy John Plunkett RO 1, 2 2020-08 2021-08
Mingwei Qian 錢明威 RO 1, 2 2012-01 2013-02
Michael Suk Roh RO 2 Rep 2 2015-10 2017-09
Michael Christopher Shapiro RO 1, 2 2017-08 2020-06
Gregg Steven Siepman RO 1, 2 2009-10 2016-10
Yu Zuo 左宇 RO 1, 2 2012-01 2013-09
Je Hoon Cha Rep 2 2015-09 2017-04
Yuan Cheng 程源 Rep 1, 2 2013-08 2017-08
Alan Kam Fai Cheung 張錦輝 Rep 1, 2 2010-05 2011-03
Christopher Blen Stuart Franklin Rep 1, 2 2013-08 2016-10
Yiu Tai Leung 梁耀泰 Rep 2 2014-06 2017-04
Martin Mihajlovski Rep 2 2017-01 2017-01
John Nicholas Psaris Rep 1, 2 2010-05 2012-05
Jeffrey Jiun-Du Shih 石君度 Rep 2 2015-09 2017-04
Calvin Kam Ming Tang 鄧鑑明 Rep 1, 2 2010-05 2011-06
Andrew Tran Rep 2 2015-09 2017-08
Anthony Patrick Webb Rep 1, 2 2015-10 2021-06
Johnson Wu 胡宗迅 Rep 1, 2 2010-05 2011-03
Chris Ken Yung 翁梓健 Rep 1, 2 2013-08 2017-04
Showing 1–25 of 25

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