John Nicholas Psaris
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Nicholas Psaris ( ), a licensed former licensee with CE reference ANS150. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 7 — Providing automated trading services | 2013-08-19 | 2016-12-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | 2013-06-19 | 2013-09-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2012-06-18 | 2016-12-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2012-06-18 | 2016-12-01 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2012-06-18 | 2016-12-01 |
| Liquid Capital Markets Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2010-05-19 | 2012-05-30 |
| Liquid Capital Markets Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2010-05-19 | 2012-05-30 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 — Dealing in securities | 2006-10-20 | 2009-04-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-31 | 2009-04-30 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 — Dealing in futures contracts | 2006-07-31 | 2009-04-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 — Providing automated trading services | 2006-07-31 | 2009-04-30 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 7 — Providing automated trading services | 2006-07-31 | 2009-04-30 |