Moore Capital Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Moore Capital Asia Limited ( ), a Hong Kong-based licensed corporation with CE reference AUZ755. Current licensed staff on file: 0 (total recorded over time: 16). Earliest licence on file: 2010-06-11.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2014-05-13 | 2021-07-20 |
| Type 2 — Dealing in futures contracts | 2014-05-13 | 2021-07-20 |
| Type 9 — Asset management | 2010-06-11 | 2021-07-20 |
Licensed staff (all-time) (16)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Stephen Andrew Glynn | RO 1, 2, 9 Rep 1, 2, 9 | 2014-06 | 2021-07 |
| Gaurav Grover | RO 1, 2, 9 | 2010-06 | 2017-12 |
| Scott Martin Lawin | RO 1, 2, 9 | 2010-06 | 2016-12 |
| Nicholas Ritter | RO 1, 2, 9 Rep 1, 2, 9 | 2015-12 | 2021-07 |
| Samuel Anthony Lun Barclay | Rep 1, 2, 9 | 2019-03 | 2020-12 |
| Terrence Ming Kin Cheng 鄭銘堅 | Rep 9 | 2014-10 | 2015-09 |
| David Leo Cooper | Rep 1, 2, 9 | 2014-05 | 2019-02 |
| Arthur Samuel Galt Dickie | Rep 9 | 2012-01 | 2016-10 |
| Abhishek Shantilal Jain | Rep 9 | 2015-09 | 2017-12 |
| Paul Hamsoo Kim | Rep 9 | 2013-11 | 2017-09 |
| Manu Kumar | Rep 9 | 2012-09 | 2020-12 |
| Howard Gar Wai Pang 彭家威 | Rep 9 | 2017-03 | 2017-12 |
| Yusuke Saito | Rep 9 | 2010-08 | 2015-11 |
| Yifan Tan 譚一帆 | Rep 1, 2, 9 | 2018-07 | 2020-08 |
| Alexander Verbuch | Rep 9 | 2014-10 | 2014-10 |
| Christian Un Sik Youn 尹彥植 | Rep 1, 2, 9 | 2017-01 | 2020-12 |
Showing 1–16 of 16