Nicholas Ritter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Ritter ( ), a licensed former licensee with CE reference BGS720. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Moore Capital Asia Limited |
RO | Type 1 — Dealing in securities | 2017-12-21 | 2021-07-20 |
| Moore Capital Asia Limited |
RO | Type 2 — Dealing in futures contracts | 2017-12-21 | 2021-07-20 |
| Moore Capital Asia Limited |
RO | Type 9 — Asset management | 2017-12-21 | 2021-07-20 |
| Moore Capital Asia Limited |
Rep | Type 1 — Dealing in securities | 2015-12-18 | 2017-12-21 |
| Moore Capital Asia Limited |
Rep | Type 2 — Dealing in futures contracts | 2015-12-18 | 2017-12-21 |
| Moore Capital Asia Limited |
Rep | Type 9 — Asset management | 2015-12-18 | 2017-12-21 |