Asean Investment Advisors Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Asean Investment Advisors Limited ( ), a Hong Kong-based licensed corporation with CE reference AVB871. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2010-06-22.
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2010-06-22 | 2023-07-05 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Luke Abraham Jerome | RO 9 | 2010-06 | 2012-07 |
| David Peter O'Neil | RO 9 | 2012-06 | 2022-11 |
| David Eric Roes | RO 9 | 2012-06 | 2023-06 |
| Richard Gordon Verin | RO 9 | 2010-06 | 2012-11 |
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