David Eric Roes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Eric Roes ( ), a licensed former licensee with CE reference AYK191. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asean Investment Advisors Limited |
RO | Type 9 — Asset management | 2012-06-08 | 2023-06-06 |