Pomona Capital Asia Limited
龐納資本亞洲有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pomona Capital Asia Limited (龐納資本亞洲有限公司), a Hong Kong-based licensed corporation with CE reference AVP514. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2011-03-25.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2011-03-25 | 2013-07-17 |
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Melissa Su Yi Kang 江素儀 | RO 4 | 2011-03 | 2011-07 |
| Dan Dan Liu 劉丹丹 | RO 4 | 2011-03 | 2013-03 |
| John Charles Stephens | RO 4 | 2012-12 | 2013-06 |
| Charles Bradley Wan 尹澤淳 | RO 4 Rep 4 | 2011-03 | 2013-05 |
| Katrina Marie Ku Cokeng 高嘉珍 | Rep 4 | 2011-08 | 2011-09 |
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