John Charles Stephens
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Charles Stephens ( ), a licensed former licensee with CE reference BAI640. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pomona Capital Asia Limited 龐納資本亞洲有限公司 |
RO | Type 4 — Advising on securities | 2012-12-18 | 2013-06-18 |