Convergence Capital Asia Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Convergence Capital Asia Limited, a Hong Kong-based licensed corporation with CE reference BAV908. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2013-06-28.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2013-06-28 | 2015-01-13 |
| Type 4 — Advising on securities | 2013-06-28 | 2016-11-09 |
| Type 9 — Asset management | 2013-06-28 | 2016-11-09 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Charles Ramon Luchangco | RO 1, 4, 9 | 2013-06 | 2016-11 |
| Murli Raman | RO 1, 4, 9 | 2013-06 | 2016-11 |
| Athena Yu-Ying Lee 李汝嫣 | Rep 1, 4, 9 | 2014-07 | 2014-10 |
| Chui Yan Wong 王翠欣 | Rep 1, 4, 9 | 2013-07 | 2014-04 |
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