Murli Raman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Murli Raman ( ), a licensed former licensee with CE reference BAV912. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Convergence Capital Asia Limited | RO | Type 1 — Dealing in securities | 2013-06-28 | 2015-01-13 |
| Convergence Capital Asia Limited | RO | Type 4 — Advising on securities | 2013-06-28 | 2016-11-09 |
| Convergence Capital Asia Limited | RO | Type 9 — Asset management | 2013-06-28 | 2016-11-09 |