One Belt One Road Securities and International Asset Management Limited
一帶一路證券及國際資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for One Belt One Road Securities and International Asset Management Limited (一帶一路證券及國際資產管理有限公司), a Hong Kong-based licensed corporation with CE reference BHA064. Current licensed staff on file: 0 (total recorded over time: 6). Earliest licence on file: 2016-06-08.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-12-20 | 2020-10-09 |
| Type 4 — Advising on securities | 2016-10-18 | 2020-10-09 |
| Type 9 — Asset management | 2016-06-08 | 2020-10-09 |
Licensed staff (all-time) (6)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hung Kei Ip 葉鴻基 | RO 1, 4, 9 | 2016-06 | 2018-10 |
| Jin Jean Kong 龔瑾 | RO 1, 4, 9 | 2016-06 | 2020-05 |
| Kwan Yue Tang 鄧鈞裕 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-10 | 2020-07 |
| Shuk Ting Chan 陳淑婷 | Rep 9 | 2016-07 | 2017-02 |
| Chi Ho (SFC:AWC625) Cheng 鄭智浩 | Rep 1, 4, 9 | 2016-08 | 2020-08 |
| Yuen Mei Lo 羅婉薇 | Rep 1, 4, 9 | 2019-03 | 2019-08 |
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