Yuen Mei Lo
羅婉薇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Mei Lo (羅婉薇), a licensed Representative with CE reference BAL307. Currently licensed at 2 firm(s): Money Concepts (Asia) Holdings Limited, Money Concepts Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 1 — Dealing in securities | 2022-12-20 | present |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-20 | present |
| Money Concepts (Asia) Holdings Limited 美國萬利理財控股有限公司 |
Rep | Type 9 — Asset management | 2022-12-20 | present |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-09-15 | present |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-09-15 | present |
| Money Concepts Asset Management Limited 美國萬利資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-15 | 2024-05-17 |
| One Belt One Road Securities and International Asset Management Limited 一帶一路證券及國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-28 | 2019-08-31 |
| One Belt One Road Securities and International Asset Management Limited 一帶一路證券及國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-28 | 2019-08-31 |
| One Belt One Road Securities and International Asset Management Limited 一帶一路證券及國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-03-28 | 2019-08-31 |