Rongchong Finance Management Limited
榮昌金融管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rongchong Finance Management Limited (榮昌金融管理有限公司), a Hong Kong-based licensed corporation with CE reference BNF572. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2019-01-07.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2019-01-07 | 2023-09-13 |
| Type 4 — Advising on securities | 2019-01-07 | 2023-09-13 |
| Type 9 — Asset management | 2019-01-07 | 2023-09-13 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| John Kin Wai Chan 陳健偉 | RO 1, 4, 9 | 2019-01 | 2019-12 |
| Wai Leung (SFC:AIX165) Lam 林偉亮 | RO 1, 4, 9 | 2019-01 | 2021-02 |
| Yang (SFC:BPU782) Liu 劉洋 | RO 1, 4, 9 Rep 1, 4, 9 | 2020-08 | 2021-08 |
| Guofeng Ye 葉國鋒 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-06 | 2022-02 |
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