John Kin Wai Chan
陳健偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Kin Wai Chan (陳健偉), a licensed former licensee with CE reference AGD731. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| WIM Investment Management Limited |
RO | Type 9 — Asset management | 2024-07-23 | 2025-01-03 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-01-02 | 2024-06-03 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 4 — Advising on securities | 2020-01-02 | 2024-06-03 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 9 — Asset management | 2020-01-02 | 2024-06-03 |
| China New Securities Limited 中新證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-12-18 | 2020-01-02 |
| China New Securities Limited 中新證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-12-18 | 2020-01-02 |
| China New Securities Limited 中新證券有限公司 |
Rep | Type 9 — Asset management | 2019-12-18 | 2020-01-02 |
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-07 | 2019-12-03 |
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-07 | 2019-12-03 |
| Rongchong Finance Management Limited 榮昌金融管理有限公司 |
RO | Type 9 — Asset management | 2019-01-07 | 2019-12-03 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-19 | 2018-11-30 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 4 — Advising on securities | 2015-11-19 | 2018-11-30 |
| China New Securities Limited 中新證券有限公司 |
RO | Type 9 — Asset management | 2015-11-19 | 2018-11-30 |
| WIM Asset Management (HK) Limited | RO | Type 9 — Asset management | 2013-11-22 | 2015-09-15 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
RO | Type 4 — Advising on securities | present | 2013-10-18 |
| Asset Dynamic Management Limited 盈動資產管理有限公司 |
RO | Type 9 — Asset management | present | 2013-10-18 |