Capstone Investment Advisors (HK) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Capstone Investment Advisors (HK) Limited, a Hong Kong-based licensed corporation with CE reference BRY492. Current licensed staff on file: 0 (total recorded over time: 17). Earliest licence on file: 2022-05-24.
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2022-05-24 | 2026-02-11 |
Licensed staff (all-time) (17)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Alain Cesare Bordoni | RO 9 | 2022-05 | 2024-06 |
| Sean Patrick Burke | RO 9 | 2023-11 | 2026-02 |
| Abhishek Gupta | RO 9 | 2023-11 | 2025-10 |
| John Bradley Lloyd | RO 9 | 2022-05 | 2024-01 |
| Josiah Chung Fai Tam 譚仲暉 | RO 9 Rep 9 | 2022-07 | 2023-07 |
| Hung Chen 陳虹 | Rep 9 | 2024-01 | 2025-08 |
| Oliver Delano | Rep 9 | 2024-04 | 2025-10 |
| Ni Guo 郭霓 | Rep 9 | 2024-05 | 2025-10 |
| Davor Jakelic | Rep 9 | 2024-06 | 2024-12 |
| Chuanfa Lin 林传发 | Rep 9 | 2025-01 | 2025-08 |
| Nicola Nicoletti | Rep 9 | 2022-06 | 2023-05 |
| Rohit Sharma | Rep 9 | 2022-08 | 2024-07 |
| Yiu Chi Wong 王耀志 | Rep 9 | 2023-11 | 2025-10 |
| Yu Fung Wong 黃汝峰 | Rep 9 | 2022-07 | 2025-10 |
| Melody Raine Xie | Rep 9 | 2024-07 | 2025-08 |
| Tak Hei Yu 余德熙 | Rep 9 | 2022-08 | 2024-07 |
| Li (SFC:BVO783) Zhang 張力 | Rep 9 | 2024-11 | 2025-10 |
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