Josiah Chung Fai Tam
譚仲暉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Josiah Chung Fai Tam (譚仲暉), a licensed Representative with CE reference AIH357. Currently licensed at 1 firm(s): Capula Investment Management Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capula Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2023-10-16 | present |
| Capula Investment Management Asia Limited | Rep | Type 9 — Asset management | 2023-10-09 | present |
| Capstone Investment Advisors (HK) Limited | RO | Type 9 — Asset management | 2023-07-07 | 2023-07-14 |
| Capstone Investment Advisors (HK) Limited | Rep | Type 9 — Asset management | 2022-07-28 | 2023-07-07 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-12 | 2022-06-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-08-12 | 2022-06-30 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-15 | 2019-05-08 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-15 | 2019-05-08 |
| Paribas Asia Equity Limited 巴黎巴亞洲証券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-15 | 2011-12-30 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-15 | 2011-12-30 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2005-08-31 | 2008-02-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2005-08-31 | 2008-02-07 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2005-08-31 | 2008-02-07 |