Winston Tak Sun van
萬德生
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winston Tak Sun van (萬德生), a licensed Representative with CE reference AAA062. Currently licensed at 1 firm(s): Penjing Asset Management (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Penjing Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2022-12-15 | present |
| Hou Tak Securities Limited 厚德證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-09-02 |
| WTV Global Investments Management Limited |
RO | Type 4 — Advising on securities | present | 2005-02-01 |
| Hou Tak Securities Limited 厚德證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-07-07 |
| WTV Global Investments Management Limited |
RO | Type 5 — Advising on futures contracts | present | 2005-02-01 |
| WTV Global Investments Management Limited |
RO | Type 6 — Advising on corporate finance | present | 2005-02-01 |
| Hou Tak Securities Limited 厚德證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-07-07 |
| WTV Global Investments Management Limited |
RO | Type 9 — Asset management | present | 2005-12-13 |
| Hou Tak Securities Limited 厚德證券有限公司 |
RO | Type 9 — Asset management | present | 2003-07-07 |